AUSSENDER
BAWAG Group AG
Ansprechpartner: BAWAG Group Investor Relations
Tel.: +43 (0)59905-34444
E-Mail: investor.relations@bawaggroup.com
FRüHERE MELDUNGEN
WEITERE IR-NEWS
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
BAWAG Group AG: Release according to article 135 section 2 BörseG
Vienna (pta042/26.01.2022/19:30) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer:
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria
2. Reason for notification:
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: Amundi S.A.
City and country of registered office: Paris, France
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
21.01.2022
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
| Resulting situation on the date on which threshold was crossed / reached | 5.10 | 0.00 | 5.10 | 89,142,237 |
| Position of previous notification | 4.9 | 0 | 4.9 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
| AT0000BAWAG2 | 0 | 4,550,034 | 0.00 | 5.10 |
| Total: | 4,550,034 | 5.10 |
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute | Voting Rights in % |
| Total: |
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Physical /Cash Settlement | Voting Rights Absolute | Voting Rights in % |
| Total: |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
| 1 | Amundi S.A. | ||||
| 2 | Amundi Asset Management S.A.S. | 1 | 2.05 | 2.05 | |
| 3 | Amundi Austria GmbH | 2 | 0.51 | 0.51 | |
| 4 | Amundi Ireland Ltd. | 2 | 0.20 | 0.20 | |
| 5 | Amundi SGR SpA | 2 | 0.18 | 0.18 | |
| 6 | Amundi Hong-Kong Ltd. | 2 | 0.07 | 0.07 | |
| 7 | Sabadell Asset Management S.A. S.G.I.I.C. | 2 | 0.02 | 0.02 | |
| 8 | Amundi Deutschland GmbH | 2 | 0.02 | 0.02 | |
| 9 | Lyxor Asset Management S.A.S. | 2 | |||
| 10 | Lyxor International Asset Management S.A.S. | 9 | 1.98 | 1.98 | |
| 11 | Etoile Gestion S.A. | 1 | 0.03 | 0.03 | |
| 12 | Societe Generale Gestion S.A. | 1 | 0.02 | 0.02 | |
| 13 | BFT Investment Managers S.A. | 1 | 0.01 | 0.01 |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
Ad 8.) The indicated shareholdings held by Amundi S.A. and its affiliated management companies are not held directly, but by investment funds / portfolios managed by the respective management companies. They are therefore not shareholdings owned by the respective management companies, which are, however, entitled to exercise the associated voting rights.
| emitter: | BAWAG Group AG Wiedner Gürtel 11 1100 Wien Austria |
| contact person: | BAWAG Group Investor Relations |
| phone: | +43 (0)59905-34444 |
| e-mail: | investor.relations@bawaggroup.com |
| website: | www.bawaggroup.com |
| stock exchanges: | official trade in Vienna |
| ISIN(s): | AT0000BAWAG2 (share) |
