Vienna (pta029/11.01.2022/19:00) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer:
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria
2. Reason for notification:
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: Wellington Management Group LLP
City and country of registered office: Boston, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
06.01.2022
6. Total positions
% of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
Resulting situation on the date on which threshold was crossed / reached | 5.68 | 0.03 | 5.71 | 89,142,237 |
Position of previous notification | 4.96 | 0.03 | 4.99 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
AT0000BAWAG2 | 0 | 5,059,674 | 0.00 | 5.68 |
Total: | 5,059,674 | 5.68 |
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute | Voting Rights in % |
Total: |
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
Type of instrument | Expiration Date | Exercise Period | Physical /Cash Settlement | Voting Rights Absolute | Voting Rights in % |
Total Return Swap | 15/05/2023 | N/A | Cash | 9,640 | 0.01 |
Total Return Swap | 22/05/2023 | N/A | Cash | 17,775 | 0.02 |
Total: | 27,415 | 0.03 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
1 | Wellington Management Group LLP | ||||
2 | Wellington Group Holdings LLP | 1 | |||
3 | Wellington Investment Advisors Holdings LLP | 2 | |||
4 | Wellington Management Global Holdings, Ltd. | 3 | |||
5 | Wellington Management International Limited | 4 | 0.99 | 0.02 | 1.01 |
6 | Wellington Management Japan Pte Ltd | 4 | 0.05 | 0.05 | |
7 | Wellington Management Company LLP | 3 | 4.63 | 0.01 | 4.64 |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
(end)Emitter: | BAWAG Group AG Wiedner Gürtel 11 1100 Wien Austria |
Contact Person: | BAWAG Group Investor Relations |
Phone: | +43 (0)59905-34444 |
E-mail: | investor.relations@bawaggroup.com |
Website: | www.bawaggroup.com |
Stock Exchanges: | official trade in Vienna |
ISIN(s): | AT0000BAWAG2 (share) |