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Biofrontera AG
Ansprechpartner: Investor Relations
Tel.: +49 (0) 214 87 63 20
E-Mail: ir@biofrontera.com

FRüHERE MELDUNGEN

pta20210701034
Release according to article 40 para. 1 WpHG

Biofrontera AG: Correction of a Release according to Article 40, Section 1 of the WpHG from 23.06.2021


Leverkusen, Germany (pta034/01.07.2021/16:00) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name: Biofrontera AG
Legal Entity Identifier (LEI): 391200D6GFSVFGFQTL13
Street: Hemmelrather Weg 201
Postal code: 51377
City: Leverkusen, Germany

2. Reason for notification:
Withdrawal of the voting rights notification dated June 18, 2021, published on June 23, 2021

3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft
Deutsche Balaton Aktiengesellschaft
SPARTA AG
Deutsche Balaton Biotech AG

5. Date on which threshold was crossed or reached
17.06.2021

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 29.96 2.91 32.87 56,717,385
Previous notification (if applicable) 29.96 1.76 31.72

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE0006046113 0 16,990,199 0.00 29.96
Total: 16,990,199 29.96

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
0 0.00
Total: 0 0.00

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Option bond 28.12.2022 31.03.2021 bis 16.12.2022 Both 1,650,000 2.91
Total: 1,650,000 2.91

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 27.02 27.02
- Strawtec Group AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 27.02 27.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 27.02 29.93
- ABC Beteiligungen AG 27.02 27.02
- Heidelberger Beteiligungsholding AG 27.02 27.02
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 27.02 27.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 27.02 29.93
- SPARTA AG 27.02 27.02
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 27.02 27.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 27.02 29.93
- Deutsche Balaton Biotech AG 29.95 29.95
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 27.02 27.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 27.02 29.93
- Altech Advanced Materials AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 27.02 27.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 27.02 29.93
- Ming Le Sports AG

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information
The notification of voting rights dated June 18, 2021 is hereby withdrawn, as there was no obligation to notify. The holdings under 6 "New" and 7 correspond to the holdings as of June 17, 2021. DELPHI Unternehmensberatung AG, Deutsche Balaton AG, SPARTA AG, Deutsche Balaton Biotech AG, ABC Beteiligungen AG and Heidelberger Beteiligungsholding AG are parties to a voting trust agreement.

Date
29.06.2021

(end)
emitter: Biofrontera AG
Hemmelrather Weg 201
51377 Leverkusen
Germany
contact person: Investor Relations
phone: +49 (0) 214 87 63 20
e-mail: ir@biofrontera.com
website: www.biofrontera.com
stock exchanges: regulated market in Dusseldorf, Frankfurt; free market in Munich, free market in Stuttgart; open market in Berlin, Tradegate
ISIN(s): DE0006046113 (share)
other stock exchanges: Nasdaq
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