IR-News

AUSSENDER



4SC AG
Ansprechpartner: 4SC AG
Tel.: +49 89 700763-0
E-Mail: ir-pr@4sc.com

WEITERE IR-NEWS

pta20201207048
Release according to article 40 para. 1 WpHG

4SC AG: Release according to Article 40, Section 1 of the WpHG


Planegg-Martinsried (pta048/07.12.2020/17:07) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name: 4SC AG
Legal Entity Identifier (LEI): 391200QOKN7LGVP0RQ86
Street: Fraunhoferstr. 22
Postal code: 82152
City: Planegg-Martinsried, Germany

2. Reason for notification:
Change of breakdown of voting rights

3. Details of person subject to the notification obligation
Legal entity: Wellington Partners Advisory AG
City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

5. Date on which threshold was crossed or reached
01.12.2020

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 2.75 0.00 2.75 50,570,045
Previous notification (if applicable) 4.54 0 4.54

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE000A14KL72 0 1,392,858 0.00 2.75
Total: 1,392,858 2.75

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
0 0.00
Total: 0 0

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
0 0.00
Total: 0 0

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
-Wellington Partners Advisory AG
-Wellington Partners Management Limited
-Wellington Partners Ventures IV Life Science Fund L.P.
-
-Wellington Partners Advisory AG
-Wellington Partners Management Limited
-Wellington Partners Ventures IV Life Science Network Fund L. P.

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information


Date
07.12.2020

(end)
emitter: 4SC AG
Fraunhoferstr. 22
82152 Planegg-Martinsried
Germany
contact person: 4SC AG
phone: +49 89 700763-0
e-mail: ir-pr@4sc.com
website: www.4sc.de
stock exchanges: regulated market in Frankfurt; free market in Dusseldorf, free market in Hamburg, free market in Munich, free market in Stuttgart; open market in Berlin, Tradegate
ISIN(s): DE0005753818 (share)
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