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AUSSENDER



4basebio AG
Ansprechpartner: Robert Mayer
Tel.: +49 171 3876540
E-Mail: robert.mayer@4basebio.com

WEITERE IR-NEWS

pta20201103032
Release according to article 40 para. 1 WpHG

4basebio AG: Release according to Article 40, Section 1 of the WpHG


Heidelberg (pta032/03.11.2020/18:30) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name: 4basebio AG
Legal Entity Identifier (LEI): 391200H5BDEVHMOV3U10
Street: Waldhofer Str. 102
Postal code: 69123
City: Heidelberg, Germany

2. Reason for notification:
Fulfillment of a contractual delivery claim (instrument)

3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG

5. Date on which threshold was crossed or reached
28.10.2020

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 46.37 1.33 46.37 51,733,386
Previous notification (if applicable) 43.66 5.34 43.66

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE000A2YN801 0 23,989,722 0.00 46.37
Total: 23,989,722 46.37

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Contractual delivery claim Ende Oktober 2020 690,084 1.33
Total: 690,084 1.33

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
0 0.00
Total: 0 0.00

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 46.28 46.28
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 46.28 46.28
- SPARTA AG 46.28 46.28
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 46.28 46.28
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 46.28 46.28
- Investunity AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 46.28 46.28
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 46.28 46.28
- Latonba AG 46.28 46.28

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information
The instrument mentioned in field 7.b.1 is not added to the sum of the shares in fields 6 and 8 because it is a claim to voting rights which are already held within the Group and are mutually attributed to SPARTA, Deutsche Balaton, DELPHI Unternehmensberatung and Latonba on the basis of a pooling agreement and are therefore included in the share of voting rights.n Delivery claim (instrument)

Date
02.11.2020

(end)
emitter: 4basebio AG
Waldhofer Str. 102
69123 Heidelberg
Germany
contact person: Robert Mayer
phone: +49 171 3876540
e-mail: robert.mayer@4basebio.com
website: investors.4basebio.com
stock exchanges: regulated market in Frankfurt; free market in Dusseldorf, free market in Hamburg, free market in Munich, free market in Stuttgart; open market in Berlin, Tradegate
ISIN(s): DE000A2YN801 (share)
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