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AUSSENDER



3U HOLDING AG
Ansprechpartner: Dr. Joachim Fleing
Tel.: +49 6421 999-1200
E-Mail: IR@3U.net

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pta20200508028
Release according to article 40 para. 1 WpHG

3U HOLDING AG: Release according to Article 40, Section 1 of the WpHG


Marburg (pta028/08.05.2020/18:11) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name: 3U HOLDING AG
Legal Entity Identifier (LEI): 529900VVQ4470YJ67K26
Street: Frauenbergstraße 31-33
Postal code: 35039
City: Marburg, Germany

2. Reason for notification:
Authorization of proxy re Annual general Meeting

3. Details of person subject to the notification obligation
Natural person (first name, surname): Matthias Zettler
Date of birth: 12.11.1982

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

5. Date on which threshold was crossed or reached
07.05.2020

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 4.20 0.00 4.20 35,314,016
Previous notification (if applicable) 0.47 0.47

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE0005167092 242,100 1,241,888 0.69 3.52
Total: 1,483,988 4.21

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Total:

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Total:

8. Information in relation to the person subject to the notification obligation

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: 20.05.2020

Holding total positions (6.) after general meeting:

Proportion of voting rights Proportion of instruments Total of both
0.69% 0.00% 0.69%

10. Other useful information


Date
08.05.2020

(end)
emitter: 3U HOLDING AG
Frauenbergstraße 31-33
35039 Marburg
Germany
contact person: Dr. Joachim Fleing
phone: +49 6421 999-1200
e-mail: IR@3U.net
website: www.3u.net
stock exchanges: regulated market in Frankfurt; free market in Dusseldorf, free market in Hamburg, free market in Munich, free market in Stuttgart; open market in Berlin, Tradegate
ISIN(s): DE0005167902 (share)
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