pta20201013019
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

Addiko Bank AG: Release according to art. 135 section 2 BörseG

Vienna (pta019/13.10.2020/10:35 UTC+2) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer
Addiko Bank AG, Wipplingerstraße 34 / 4.OG, 1010 Wien, Austria

2. Reason for notification
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation

Name: Erik Fällström

4. Names of shareholders, if different from declarants (3)
DDM INVEST III AG

5. Date on which threshold was crossed or reached
12.10.2020

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached 9,9 n/a 9,9 19,500,000
Position of previous notification 9,90 10,10 20,00

7. Notified details of the resulting situation

7.A: Voting rights attached to shares

ISIN code absolute direct (Sec 130 BörseG 2018) absolute indirect (Sec 133 BörseG 2018) in % direct (Sec 130 BörseG 2018) in % indirect (Sec 133 BörseG 2018)
AT000ADDIKO0 0 1,930,500 0.00 9.90
Total:   1,930,500   9.9

7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
    Total: 0 0

7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
      Total: 0 0

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly controlled by No. Shares held directly (%) Financial/other instruments held directly (%) Total of both (%)
1 Erik Fällström n/a n/a n/a
2 Heracles PTC Limited on behalf of The Achilles Trust (Jersey) 1 n/a n/a n/a
3 Rothesay Limited (Bahamas) 2 n/a n/a n/a
4 DDM Group Finance S.A. (Luxembourg) 2,3 n/a n/a n/a
5 DDM Holding AG (Switzerland) 4 n/a n/a n/a
6 DDM Group AG (Switzerland) 5 n/a n/a n/a
7 DDM Finance AB (Sweden) 6 n/a n/a n/a
8 DDM Debt AB (publ) (Sweden) 7 n/a n/a n/a
9 DDM INVEST III AG (Switzerland) 8 9,9 n/a 9,9

9. In case of proxy voting

Date of general meeting:
Voting rights after general meeting:

10. Other useful information

On 30.03.2020, DDM INVEST III exercised a Call Option for acquisition of additional 10.10% shares in Addiko Bank AG.
The settlement is subject to regulatory clearance by the competent authorities including the ECB. A preliminary injunction granted to DDM INVEST III against AI Lake (Luxembourg) S.à r.l. that prohibited AI Lake (Luxembourg) S.à r.l. as option grantor to terminate the Call Option/SPA until and including 11.11.2020 was annulled. Thereupon, AI Lake (Luxembourg) S.à r.l. terminated the Call Option/SPA with effect 12.10.2020.

(end)

Emitter: Addiko Bank AG
Wipplingerstraße 34 / 4.OG
1010 Wien
Austria
Contact Person: Addiko Investor Relations Team
Phone: +43 (0) 50232-3388
E-Mail: investor.relations@addiko.com
Website: www.addiko.com
ISIN(s): AT000ADDIKO0 (Share)
Stock Exchange(s): Vienna Stock Exchange (Official Trade)
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