Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
CA Immobilien Anlagen AG: Release according to article 135 section 2 BörseG
Wien (pta006/22.02.2024/08:00 UTC+1) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
CA Immobilien Anlagen AG, Mechelgasse 1, 1030 Wien, Austria
2. Reason for notification
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Name: Klaus Umek
4. Names of shareholders, if different from declarants (3)
Klaus Umek, Petrus Advisers Investments Fund L.P.
5. Date on which threshold was crossed or reached
16.02.2024
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 1,22 | 9,02 | 10,24 | 106,496,426 |
| Position of previous notification | 2,40 | 5,21 | 7,61 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000641352 | 532,000 | 763,131 | 0.50 | 0.72 |
| Total: | 1,295,131 | 1.22 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Call Option | March 2024 - December 2025 | Anytime | 9610494 | 9.02 |
| Total: | 9,610,494 | 9.02 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | Klaus Umek | 0,5 | n/a | 0,5 | |
| 2 | Petrus Advisers Ltd. | 1 | n/a | n/a | n/a |
| 3 | Petrus Advisers Investments General Partner Inc. | 2 | n/a | n/a | n/a |
| 4 | Petrus Advisers Investments Fund L.P. | 3 | 0,72 | 9,02 | 9,74 |
9. In case of proxy voting
Date of general meeting: N/A
Voting rights after general meeting:
10. Other useful information
The numbers notified above do not include the voting rights from 5,318 shares and from 382,653 long call options held by UI Petrus Advisers Special Situations Fund as of 16 February 2024. Klaus Umek / Petrus Advisers Ltd. can only issue recommendations on the exercise of the voting rights concerned but cannot otherwise exercise any further influence. Therefore, these voting rights are not to be attributed to Klaus Umek / Petrus Advisers for the purpose of this notification but are merely disclosed in this Section 10 of this notification for full transparency only.
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| Emitter: |
CA Immobilien Anlagen AG Mechelgasse 1 1030 Wien Austria |
|
|---|---|---|
| Contact Person: | Christoph Thurnberger | |
| Phone: | +43 1 532 5907 504 | |
| E-Mail: | christoph.thurnberger@caimmo.com | |
| Website: | www.caimmo.com | |
| ISIN(s): | AT0000641352 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |