pta20230508038
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

DO & CO Aktiengesellschaft: Release according to article 135 section 2 BörseG

Wien (pta038/08.05.2023/14:00 UTC+2) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer
DO & CO Aktiengesellschaft, Stephansplatz 12, 1010 Wien, Austria

2. Reason for notification
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation

Name: Bank of America Corporation
City and country of registered office: Wilmington, DE, United States of America (USA)

4. Names of shareholders, if different from declarants (3)

5. Date on which threshold was crossed or reached
3.05.2023

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached 0,09 3,52 3,6 9,949,872
Position of previous notification 0,03 4,31 4,34

7. Notified details of the resulting situation

7.A: Voting rights attached to shares

ISIN code absolute direct (Sec 130 BörseG 2018) absolute indirect (Sec 133 BörseG 2018) in % direct (Sec 130 BörseG 2018) in % indirect (Sec 133 BörseG 2018)
AT0000818802 0 8,652 0.00 0.09
Total:   8,652   0.09

7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Securities Lent N/A N/A 84451 0.85
Common Stock N/A N/A 497 0.00
Convertible Bond 28.01.2026 N/A 190996 1.92
    Total: 275,944 2.77

7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Total Return Swap 31.07.2023 N/A Cash 625 0.01
Total Return Swap 31.10.2023 N/A Cash 1200 0.01
Total Return Swap 30.11.2023 N/A Cash 3657 0.04
Total Return Swap 31.07.2024 N/A Cash 1788 0.02
Total Return Swap 18.03.2026 N/A Cash 66708 0.68
      Total: 73,978 0.76

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly controlled by No. Shares held directly (%) Financial/other instruments held directly (%) Total of both (%)
1 Bank of America Corporation n/a n/a n/a
2 NB Holdings Corporation 1 n/a n/a n/a
3 BofAML Jersey Holdings Limited 2 n/a n/a n/a
4 BofAML EMEA Holdings 2 Limited 3 n/a n/a n/a
5 ML UK Capital Holdings Limited 4 n/a n/a n/a
6 Merrill Lynch International 5 n/a n/a n/a
7 BAC North America Holding Company 2 n/a n/a n/a
8 Bank of America, National Association 7 n/a n/a n/a
9 BofA Securities Inc. 2 n/a n/a n/a
10 Merrill Lynch Professional Clearing Corp 9 n/a n/a n/a

9. In case of proxy voting

Date of general meeting: N/A
Voting rights after general meeting:

10. Other useful information

(end)

Emitter: DO & CO Aktiengesellschaft
Stephansplatz 12
1010 Wien
Austria
Contact Person: Mag. Helmut Dimmel
Phone: +43 664 80 777 1159
E-Mail: helmut.dimmel@doco.com
Website: www.doco.com
ISIN(s): AT0000818802 (Share)
Stock Exchange(s): Vienna Stock Exchange (Official Trade); Free Market in Berlin, Dusseldorf, Frankfurt, Munich, Stuttgart, Tradegate
Other Stock Exchanges: London, Istanbul
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