pta20230314037
Release according to article 40 para. 1 WpHG

Altech Advanced Materials AG: Release according to Article 40, Section 1 of the WpHG

Heidelberg (pta037/14.03.2023/17:05 UTC+1) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer

Name: Altech Advanced Materials AG
Legal Entity Identifier (LEI): 529900PVUKFVG9GDEQ03
Street: Ziegelhäuser Landstraße 3
Postal code: 69120
City: Heidelberg, Germany

2. Reason for notification
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 28.07.1961

4. Names of shareholders mit 3% oder mehr Stimmrechte, wenn abweichend von 3.
Deutsche Balaton Aktiengesellschaft

5. Date on which threshold was crossed or reached
07.03.2023

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 62.12 37.88 100.00 7,062,500
Previous notification (if applicable) 62.21 0.00 62.21

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE000A31C3Z1 0 3,190,235 0.00 45.17
DE000A31C3Y4 0 1,197,147 0.00 16.95
Total:   4,387,382   62.12

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
0 0.00
    Total: 0 0.00

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Convertible Bond 31.07.2027 01.02.2027 bis 19.07.2027 Both 1,337,559 18.94
Stock Options 31.07.2027 01.02.2027 bis 19.07.2027 Both 1,337,559 18.94
      Total: 2,675,118 37.88

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
- Wilhelm K.T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 62.12 37.88 100.00

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

Holding total positions (6.) after general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other useful information

Date
13.03.2023

(end)

Emitter: Altech Advanced Materials AG
Ziegelhäuser Landstraße 3
69120 Heidelberg
Germany
Contact Person: Hansjörg Plaggemars
Phone: +49 6221 64924-82
E-Mail: info@altechadvancedmaterials.com
Website: www.altechadvancedmaterials.com
ISIN(s): DE000A31C3Y4 (Share) DE000A31C3Z1 (Share)
Stock Exchange(s): Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf
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