pta20221109034
Release according to article 40 para. 1 WpHG

Biofrontera AG: Release according to Article 40, Section 1 of the WpHG

Leverkusen, Germany (pta034/09.11.2022/14:25 UTC+1) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer

Name: Biofrontera AG
Legal Entity Identifier (LEI): 391200D6GFSVFGFQTL13
Street: Hemmelrather Weg 201
Postal code: 51377
City: Leverkusen, Germany

2. Reason for notification
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation
Legal entity: Biofrontera Inc.
City and country of registered office: Woburn, Massachusetts, United States of America (USA)

4. Names of shareholders mit 3% oder mehr Stimmrechte, wenn abweichend von 3.

5. Date on which threshold was crossed or reached
02.11.2022

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 2.4 5.03 7.43 56,717,385
Previous notification (if applicable) 2.4 4.95 7.35

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE0006046113 1,361,273 0 2.4 0.00
Total:   1,361,273   2.4

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Purchase option 30.11.2022 30.11.2022 1,262,092 2.23
    Total: 1,262,092 2.23

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Convertible payment obligation 6.12.2022 5.12.2022 n/a 1,592,354 2.81
      Total: 1,592,354 2.81

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Biofrontera Inc.
Bio-FRI GmbH

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

Holding total positions (6.) after general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other useful information

Date
08.11.2022

(end)

Emitter: Biofrontera AG
Hemmelrather Weg 201
51377 Leverkusen
Germany
Contact Person: Investor Relations
Phone: +49 (0) 214 87 63 20
E-Mail: ir@biofrontera.com
Website: www.biofrontera.com
ISIN(s): DE0006046113 (Share)
Stock Exchange(s): Regulated Market in Dusseldorf, Frankfurt; Free Market in Berlin, Munich, Stuttgart, Tradegate
Other Stock Exchanges: US OTC
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