Vienna (pta046/09.12.2021/20:30) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer:
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria
2. Reason for notification:
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: BlackRock, Inc.
City and country of registered office: Wilmington, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
07.12.2021
6. Total positions
% of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
Resulting situation on the date on which threshold was crossed / reached | 3.86 | 0.09 | 3.95 | 89,142,237 |
Position of previous notification | 3.94 | 0.10 | 4.04 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
AT0000BAWAG2 | 0 | 3,442,634 | 0.00 | 3.86 |
Total: | 3,442,634 | 3.86 |
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute | Voting Rights in % |
Securities Lent | N/A | N/A | 34,686 | 0.04 |
Total: | 34,686 | 0.04 |
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
Type of instrument | Expiration Date | Exercise Period | Physical /Cash Settlement | Voting Rights Absolute | Voting Rights in % |
CFD | N/A | N/A | Cash | 45,074 | 0.05 |
Total: | 45,074 | 0.05 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
1 | BlackRock, Inc. | ||||
2 | BlackRock Holdco 2, Inc. | 1 | |||
3 | BlackRock Financial Management, Inc. | 2 | |||
4 | BlackRock International Holdings, Inc. | 3 | |||
5 | BR Jersey International Holdings L.P. | 4 | |||
6 | BlackRock Australia Holdco Pty. Ltd. | 5 | |||
7 | BlackRock Investment Management (Australia) Limited | 6 | |||
8 | Trident Merger, LLC | 1 | |||
9 | BlackRock Investment Management, LLC | 8 | |||
10 | BlackRock (Singapore) Holdco Pte. Ltd. | 5 | |||
11 | BlackRock HK Holdco Limited | 10 | |||
12 | BlackRock Asset Management North Asia Limited | 11 | |||
13 | BlackRock Lux Finco S.à r.l. | 11 | |||
14 | BlackRock Japan Holdings GK | 13 | |||
15 | BlackRock Japan Co., Ltd. | 14 | |||
16 | BlackRock (Singapore) Limited | 10 | |||
17 | BlackRock Holdco 3, LLC | 5 | |||
18 | BlackRock Cayman 1 LP | 17 | |||
19 | BlackRock Cayman West Bay Finco Limited | 18 | |||
20 | BlackRock Cayman West Bay IV Limited | 19 | |||
21 | BlackRock Group Limited | 20 | |||
22 | BlackRock Finance Europe Limited | 21 | |||
23 | BlackRock Investment Management (UK) Limited | 22 | |||
24 | BlackRock International Limited | 21 | |||
25 | BlackRock (Netherlands) B.V. | 22 | |||
26 | BlackRock Asset Management Deutschland AG | 25 | |||
27 | BlackRock Advisors (UK) Limited | 22 | |||
28 | BlackRock Capital Holdings, Inc. | 3 | |||
29 | BlackRock Advisors, LLC | 28 | |||
30 | BlackRock Capital Management, Inc. | 29 | |||
31 | BlackRock Canada Holdings LP | 17 | |||
32 | BlackRock Canada Holdings ULC | 31 | |||
33 | BlackRock Asset Management Canada Limited | 32 | |||
34 | BlackRock Holdco 4, LLC | 3 | |||
35 | BlackRock Holdco 6, LLC | 34 | |||
36 | BlackRock Delaware Holdings Inc. | 35 | |||
37 | BlackRock Fund Advisors | 36 | |||
38 | BlackRock Institutional Trust Company, National Association | 36 |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
(end)Emitter: | BAWAG Group AG Wiedner Gürtel 11 1100 Wien Austria |
Contact Person: | BAWAG Group Investor Relations |
Phone: | +43 (0)59905-34444 |
E-mail: | investor.relations@bawaggroup.com |
Website: | www.bawaggroup.com |
Stock Exchanges: | official trade in Vienna |
ISIN(s): | AT0000BAWAG2 (share) |