Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
Addiko Bank AG: Release according to art. 135 section 2 BörseG
Vienna (pta035/18.11.2021/17:20 UTC+1) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
Addiko Bank AG, Wipplingerstraße 34 / 4.OG, 1010 Wien, Austria
2. Reason for notification
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: The Goldman Sachs Group, Inc.
City and country of registered office:
Wilmington,
United States of America (USA)
4. Names of shareholders, if different from declarants (3)
5. Date on which threshold was crossed or reached
15.11.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 2,41 | 0,51 | 2,92 | 19,500,000 |
| Position of previous notification | 4,87 | 0,50 | 5,36 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT000ADDIKO0 | 0 | 470,582 | 0.00 | 2.41 |
| Total: | 470,582 | 2.41 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| open | n.a. | 98857 | 0.51 | |
| Total: | 98,857 | 0.51 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | The Goldman Sachs Group, Inc. | n/a | n/a | n/a | |
| 2 | Goldman Sachs (UK) L.L.C. | 1 | n/a | n/a | n/a |
| 3 | Goldman Sachs Group UK Limited | 2 | n/a | n/a | n/a |
| 4 | Goldman Sachs International | 3 | 2,27 | 0,51 | 2,78 |
| 5 | Goldman Sachs International Bank | 3 | 0,14 | n/a | 0,14 |
9. In case of proxy voting
Date of general meeting:
Voting rights after general meeting:
10. Other useful information
(end)
| Emitter: |
Addiko Bank AG Wipplingerstraße 34 / 4.OG 1010 Wien Austria |
|
|---|---|---|
| Contact Person: | Addiko Investor Relations Team | |
| Phone: | +43 (0) 50232-3388 | |
| E-Mail: | investor.relations@addiko.com | |
| Website: | www.addiko.com | |
| ISIN(s): | AT000ADDIKO0 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |