Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
DO & CO AG: Release according to art. 135 section 2 BörseG
Vienna (pta010/19.05.2021/09:50 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
DO & CO AG, Stephansplatz 12, 1010 Wien, Austria
2. Reason for notification
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Name: The Goldman Sachs Group, Inc.
City and country of registered office:
Wilmington,
United States of America (USA)
4. Names of shareholders, if different from declarants (3)
5. Date on which threshold was crossed or reached
14.05.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 0,06 | 4,96 | 5,03 | 9,744,000 |
| Position of previous notification | 0,02 | 4,42 | 4,44 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000818802 | 0 | 6,328 | 0.00 | 0.06 |
| Total: | 6,328 | 0.06 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Securities Lent | Open | N/A | 354614 | 3.64 |
| Convertible Bond | 28.01.2026 | N/A | 117822 | 1.21 |
| Total: | 472,436 | 4.85 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| CFD | 26.02.2031 | N/A | Cash | 11241 | 0.12 |
| Total Return Swap | 24.03.2022 | N/A | Cash | 1 | 0.00 |
| Total: | 11,242 | 0.12 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | The Goldman Sachs Group, Inc. | n/a | n/a | n/a | |
| 2 | Goldman Sachs (UK) L.L.C. | 1 | n/a | n/a | n/a |
| 3 | Goldman Sachs Group UK Limited | 2 | n/a | n/a | n/a |
| 4 | Goldman Sachs International | 3 | 0,03 | 2,77 | 2,8 |
| 5 | Goldman Sachs International Bank | 3 | 0 | 1,21 | 1,21 |
| 6 | Goldman Sachs & Co. LLC | 1 | 0,02 | 0,98 | 1 |
| 7 | GSAM Holdings LLC | 1 | n/a | n/a | n/a |
| 8 | Goldman Sachs Asset Management, L.P. | 7 | 0,01 | 0 | 0,01 |
9. In case of proxy voting
Date of general meeting: N/A
Voting rights after general meeting:
10. Other useful information
(end)
| Emitter: |
DO & CO AG Stephansplatz 12 1010 Wien Austria |
|
|---|---|---|
| Contact Person: | Mag. Christopher Dlaska, BSc | |
| Phone: | +43664807771024 | |
| E-Mail: | christopher.dlaska@doco.com | |
| Website: | www.doco.com | |
| ISIN(s): | AT0000818802 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade); Free Market in Berlin, Dusseldorf, Frankfurt, Munich, Stuttgart, Tradegate | |
| Other Stock Exchanges: | London |