AUSSENDER
CA Immobilien Anlagen AG
Ansprechpartner: Mag. Claudia Höbart
Tel.: +43 (0)1532 5907-502
E-Mail: claudia.hoebart@caimmo.com
FRüHERE MELDUNGEN
WEITERE IR-NEWS
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
CA Immobilien Anlagen AG: Release according to art. 135 section 2 BörseG
Vienna (pta030/23.04.2021/15:00) - Release of Announcement according to art. 135 section 2 BörseG
Notification of Major Holdings
1. Issuer:
CA Immobilien Anlagen AG, Mechelgasse 1, 1030 Wien, Austria
2. Reason for notification:
Acquisition / disposal of shares with voting rights
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Name: Barry Sternlicht
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3
SOF-11 Klimt CAI S.à r.l.
5. Date on which threshold was crossed or reached
20.04.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
| Resulting situation on the date on which threshold was crossed / reached | 30.69 | 3.16 | 33.85 | 98,808,336 |
| Position of previous notification | 28.25 | 5.60 | 33.85 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
| AT0000641352 | 0 | 30,322,466 | 0.00 | 30.69 |
| AT0000641345 | 0 | 4 | 0.00 | 0.00 |
| Total: | 30,322,470 | 30.69 |
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute | Voting Rights in % |
| Total: |
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Physical /Cash Settlement | Voting Rights Absolute | Voting Rights in % |
| Convertible Bond | Physical | 3,122,990 | 3.16 | ||
| Total: | 3,122,990 | 3.16 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
| 1 | Barry Sternlicht | ||||
| 2 | BSS SCG GP Holdings L.L.C. | 1 | |||
| 3 | Starwood Capital Group Holdings GP L.L.C. | 2 | |||
| 4 | SCGG GP II L.L.C. | 3 | |||
| 5 | Starwood Capital Group Global II LP | 4 | |||
| 6 | Starwood XI Management GP, LLC (Del) | 5 | |||
| 7 | Starwood XI Management, LP (Del) | 6 | |||
| 8 | SOF-11 International Management Lux, Sarl | 7 | |||
| 9 | SOF-11 International, SCSp | 8 | |||
| 10 | SOF-11 Lux Resi MasterCo Sarl | 9 | |||
| 11 | SOF-11 Klimt Holdings Sarl | 10 | |||
| 12 | SOF-11 Klimt CAI S.à r.l. | 11 | 30.69 | 3.16 | 33.85 |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
Notification after settlement of tendered shares and convertible bonds (conversion ratio 25.9687). All calculation on an undiluted basis.
| emitter: | CA Immobilien Anlagen AG Mechelgasse 1 1030 Wien Austria |
| contact person: | Mag. Claudia Höbart |
| phone: | +43 (0)1532 5907-502 |
| e-mail: | claudia.hoebart@caimmo.com |
| website: | www.caimmo.com |
| stock exchanges: | official trade in Vienna |
| ISIN(s): | AT0000641352 (share) |
