Release according to article 40 para. 1 WpHG
S&T AG: Release according to Article 40, Section 1 of the WpHG
Linz (pta004/06.01.2021/08:00 UTC+1) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer
| Name: | S&T AG |
| Legal Entity Identifier (LEI): | 5299002PSXXMVHB26433 |
| Street: | Industriezeile 35 |
| Postal code: | 4021 |
| City: | Linz, Austria |
2. Reason for notification
non-application of the Trading Book Exemption which is available under Article 130(4) of the Stock Exchange Act following the UK leaving the EU
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City and country of registered office:
Wilmington, Delawre,
United States of America (USA)
4. Names of shareholders, if different from declarants (3)
5. Date on which threshold was crossed or reached
1.01.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 4.95 | 4.95 | 66,096,103 | |
| Position of previous notification | 0.00 | 0.00 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000A0E9W5 | 0 | 0 | 0.00 | 0.00 |
| Total: | 0 | 0.00 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| at any time | at any time | 1,728,509 | 2.62 | |
| Total: | 1,728,509 | 2.62 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| From 06.09.2021 to 06.11.2023 | at any time | Cash | 1,543,080 | 2.33 | |
| 19.09.2068 | at any time | Cash | 3,000 | 0.00 | |
| Total: | 1,546,080 | 2.34 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | Morgan Stanley | ||||
| 2 | Morgan Stanley Capital Management, LLC | 1 | |||
| 3 | Morgan Stanley Domestic Holdings, Inc. | 2 | |||
| 4 | Morgan Stanley & Co. LLC | 3 | 1,4100 | 1,4100 | |
| 5 | Morgan Stanley Capital Services LLC | 3 | 1,1700 | 1,1700 | |
| 6 | Morgan Stanley International Holdings Inc. | 1 | |||
| 7 | Morgan Stanley International Limited | 6 | |||
| 8 | Morgan Stanley Investments (UK) | 7 | |||
| 9 | Morgan Stanley & Co. International plc | 8 | 2,3800 | 2,3800 |
9. In case of proxy voting
Date of general meeting: N/A
Holding total positions (6.) after general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
|---|---|---|
| % | % | % |
10. Other useful information
Notification is triggered due to the non-application of the Trading Book Exemption which is available under Article 130(4) of the Stock Exchange Act following the UK leaving the EU
Date:
5.01.2021
(end)
| Emitter: |
S&T AG Industriezeile 35 4021 Linz Austria |
|
|---|---|---|
| Contact Person: | Nicole Nagy, Investor Relations | |
| Phone: | +43 (1) 801911196 | |
| E-Mail: | nicole.nagy@snt.at | |
| Website: | www.snt.at | |
| ISIN(s): | AT0000A0E9W5 (Share) | |
| Stock Exchange(s): | Regulated Market in Frankfurt |