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AUSSENDER



Biofrontera AG
Ansprechpartner: Investor Relations
Tel.: +49 (0) 214 87 63 20
E-Mail: ir@biofrontera.com
pta20201126036
Release according to article 40 para. 1 WpHG

Biofrontera AG: Release according to Article 40, Section 1 of the WpHG


Leverkusen, Germany (pta036/26.11.2020/15:00) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name: Biofrontera AG
Legal Entity Identifier (LEI): 391200D6GFSVFGFQTL13
Street: Hemmelrather Weg 201
Postal code: 51377
City: Leverkusen, Germany

2. Reason for notification:
Mandatory conversion of the subordinated mandatory convertible bond

3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG, Deutsche Balaton Biotech AG

5. Date on which threshold was crossed or reached
20.11.2020

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 29.74 0.00 29.74 47,747,515
Previous notification (if applicable) 28.95 2.64 31.58

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE0006046113 0 14,198,700 0.00 29.74
Total: 14,198,700 29.74

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
0 0.00
Total: 0 0

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
0 0.00
Total: 0 0

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 29.73 29.73
- Strawtec Group AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 29.73 29.73
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 29.73 29.73
- ABC Beteiligungen AG 29.73 29.73
- Heidelberger Beteiligungsholding AG 29.73 29.73
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 29.73 29.73
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 29.73 29.73
- SPARTA AG 29.73 29.73
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 29.73 29.73
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 29.73 29.73
- Prisma Equity AG 29.73 29.73
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 29.73 29.73
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 29.73 29.73
- Deutsche Balaton Biotech AG 29.73 29.73
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 29.73 29.73
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 29.73 29.73
- MARNA Beteiligungen AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 29.73 29.73
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 29.73 29.73
- Altech Advanced Materials AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft 29.73 29.73
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft 29.73 29.73
- Ming Le Sports AG

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG, Deutsche Balaton Biotech AG, Prisma Equity AG, ABC Beteiligungen AG and Heidelberger Beteiligungsholding AG signed a voting pool agreement on January 28, 2020. (For further information see previously published voting rights announcements)

Date
25.11.2020

(end)
emitter: Biofrontera AG
Hemmelrather Weg 201
51377 Leverkusen
Germany
contact person: Investor Relations
phone: +49 (0) 214 87 63 20
e-mail: ir@biofrontera.com
website: www.biofrontera.com
stock exchanges: regulated market in Dusseldorf, Frankfurt; free market in Munich, free market in Stuttgart; open market in Berlin, Tradegate
ISIN(s): DE0006046113 (share)
other stock exchanges: Nasdaq
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