Heidelberg (pta031/20.10.2020/18:30) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer:
Name: | 4basebio AG |
Legal Entity Identifier (LEI): | 391200H5BDEVHMOV3U10 |
Street: | Waldhofer Str. 102 |
Postal code: | 69123 |
City: | Heidelberg, Germany |
2. Reason for notification:
Vertragsänderung betreffend die Lieferansprüche nach Ziffer 7.b.1.
3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG
5. Date on which threshold was crossed or reached
15.10.2020
6. Total positions
% of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
New | 43.60 | 3.07 | 43.60 | 51,733,386 |
Previous notification (if applicable) | 43.50 | 9.20 | 43.50 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
DE000A2YN801 | 0 | 22,555,022 | 0.00 | 43.60 |
Total: | 22,555,022 | 43.60 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
Vertraglicher Lieferanspruch | Ende Oktober 2020 | 1,190,545 | 2.30 | |
Vertraglicher Lieferanspruch | Ende Oktober 2020 | 396,848 | 0.77 | |
Total: | 1,587,393 | 3.07 |
b.2 Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % | |
0 | 0.00 | |||||
Total: | 0 | 0.00 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
- Wilhelm K. T. Zours | |||
- DELPHI Unternehmensberatung Aktiengesellschaft | 43.40 | 43.40 | |
- VV Beteiligungen Aktiengesellschaft | |||
- Deutsche Balaton Aktiengesellschaft | 43.40 | 43.40 | |
- AEE Ahaus-Enscheder AG | |||
- | |||
- Wilhelm K. T. Zours | |||
- DELPHI Unternehmensberatung Aktiengesellschaft | 43.40 | 43.40 | |
- VV Beteiligungen Aktiengesellschaft | |||
- Deutsche Balaton Aktiengesellschaft | 43.40 | 43.40 | |
- SPARTA AG | 43.40 | 43.40 | |
- | |||
- Wilhelm K. T. Zours | |||
- DELPHI Unternehmensberatung Aktiengesellschaft | 43.40 | 43.40 | |
- VV Beteiligungen Aktiengesellschaft | |||
- Deutsche Balaton Aktiengesellschaft | 43.40 | 43.40 | |
- Investunity AG | |||
- | |||
- Wilhelm K. T. Zours | |||
- DELPHI Unternehmensberatung Aktiengesellschaft | 43.40 | 43.40 | |
- VV Beteiligungen Aktiengesellschaft | |||
- Deutsche Balaton Aktiengesellschaft | 43.40 | 43.40 | |
- Latonba AG | 43.40 | 43.40 |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
10. Other useful information
The instruments listed in field 7.b.1 are not added to the sum of the shares in fields 6 and 8 because they are claims to voting rights which are already held within the Group and are mutually allocated to SPARTA, Deutsche Balaton, DELPHI Unternehmensberatung and Latonba on the basis of a pooling agreement and are therefore included in the share of voting rights.
Date
19.10.2020
Emitter: | 4basebio AG Waldhofer Str. 102 69123 Heidelberg Germany |
Contact Person: | Robert Mayer |
Phone: | +49 171 3876540 |
E-mail: | robert.mayer@4basebio.com |
Website: | investors.4basebio.com |
Stock Exchanges: | regulated market in Frankfurt; free market in Dusseldorf, free market in Hamburg, free market in Munich, free market in Stuttgart; open market in Berlin, Tradegate |
ISIN(s): | DE000A2YN801 (share) |