Heidelberg (pta041/28.08.2020/18:15) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer:
Name: | 4basebio AG |
Legal Entity Identifier (LEI): | 391200H5BDEVHMOV3U10 |
Street: | Waldhofer Str. 102 |
Postal code: | 69123 |
City: | Heidelberg, Germany |
2. Reason for notification:
Exercise of financial instruments
3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG
5. Date on which threshold was crossed or reached
24.08.2020
6. Total positions
% of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
New | 24.84 | 3.31 | 28.15 | 48,525,915 |
Previous notification (if applicable) | 21.89 | 6.24 | 28.14 |
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
ISIN | Absolute direct (Sec. 33 WpHG) | Absolute indirect (Sec. 34 WpHG) | In % direct (Sec. 33 WpHG) | In % indirect (Sec. 34 WpHG) |
DE000A2YN801 | 0 | 12,052,484 | 0.00 | 24.84 |
Total: | 12,052,484 | 24.84 |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
0 | 0.00 | |||
Total: | 0 | 0.00 |
b.2 Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % | |
Wandelanleihe | 26.08.2021 | bis 13.08.2021 | 1,607,830 | 3.31 | ||
Total: | 1,607,830 | 3.31 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
- Wilhelm K. T. Zours | |||
- DELPHI Unternehmensberatung Aktiengesellschaft | 24.62 | 27.11 | |
- VV Beteiligungen Aktiengesellschaft | |||
- Deutsche Balaton Aktiengesellschaft | 24.62 | 25.45 | |
- AEE Ahaus-Enscheder AG | |||
- | |||
- Wilhelm K.T. Zours | |||
- DELPHI Unternehmensberatung Aktiengesellschaft | 24.62 | 27.11 | |
- VV Beteiligungen Aktiengesellschaft | |||
- Deutsche Balaton Aktiengesellschaft | 24.62 | 25.45 | |
- SPARTA AG | 24.62 | 24.62 | |
- | |||
- Wilhelm K.T. Zours | |||
- DELPHI Unternehmensberatung Aktiengesellschaft | 24.62 | 27.11 | |
- VV Beteiligungen Aktiengesellschaft | |||
- Deutsche Balaton Aktiengesellschaft | 24.62 | 25.45 | |
- Investunity AG | |||
- | |||
- Wilhelm K.T. Zours | |||
- DELPHI Unternehmensberatung Aktiengesellschaft | 24.62 | 27.11 | |
- VV Beteiligungen Aktiengesellschaft | |||
- Deutsche Balaton Aktiengesellschaft | 24.62 | 25.45 | |
- Latonba AG | 24.62 | 24.62 |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
10. Other useful information
Date
28.08.2020
emitter: | 4basebio AG Waldhofer Str. 102 69123 Heidelberg Germany |
contact person: | Robert Mayer |
phone: | +49 171 3876540 |
e-mail: | robert.mayer@4basebio.com |
website: | investors.4basebio.com |
stock exchanges: | regulated market in Frankfurt; free market in Dusseldorf, free market in Hamburg, free market in Munich, free market in Stuttgart; open market in Berlin, Tradegate |
ISIN(s): | DE000A2YN801 (share) |