Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
Zumtobel Group AG: Release according to art. 135 section 2 BörseG
Dornbirn (pta016/08.07.2021/11:00 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
Zumtobel Group AG, Höchster Straße 8, 6850 Dornbirn, Austria
2. Reason for notification
Other reason
3. Details of person subject to the notification obligation
Acting in concert agreement (Sec. 133 No. 1 BörseG 2018)
Name: Asterix Privatstiftung
City and country of registered office:
Bregenz,
Austria
Name: Augmentor Privatstiftung
City and country of registered office:
Dornbirn,
Austria
Name: Caroline Reder
Name: Caroline Zumtobel
Name: Christine Reder
Name: Fritz Zumtobel
Name: Genvalor Familienstiftung
City and country of registered office:
Vaduz,
Liechtenstein
Name: Hektor Privatstiftung
City and country of registered office:
Vienna,
Austria
Name: Ingrid Reder
Name: Isabel Zumtobel
Name: Jürg Zumtobel
Name: Karin Zumtobel-Chammah
Name: Nicholas Zumtobel
Name: Obelix Stiftung
City and country of registered office:
Vaduz,
Liechtenstein
Name: Orion Privatstiftung
City and country of registered office:
Vienna,
Austria
4. Names of shareholders, if different from declarants (3)
5. Date on which threshold was crossed or reached
2.07.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 36,1 | n/a | 36,1 | 43,500,000 |
| Position of previous notification | 35,30 | 0,00 | 35,30 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000837307 | 0 | 15,703,548 | 0.00 | 36.10 |
| Total: | 15,703,548 | 36.1 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | Ingrid Reder | n/a | n/a | n/a | |
| 2 | Orion Privatstiftung | 1 | n/a | n/a | n/a |
| 3 | Fritz Zumtobel | n/a | n/a | n/a | |
| 4 | Asterix Privatstiftung | 3 | n/a | n/a | n/a |
| 5 | Obelix Stiftung | 3 | n/a | n/a | n/a |
| 6 | Jürg Zumtobel | n/a | n/a | n/a | |
| 7 | Augmentor Privatstiftung | 6 | n/a | n/a | n/a |
| 8 | Genvalor Familienstiftung | 6 | n/a | n/a | n/a |
9. In case of proxy voting
Date of general meeting: N/A
Voting rights after general meeting:
10. Other useful information
AUGMENTOR private foundation, ASTERIX private foundation, GENVALOR private foundation, Hektor private foundation, ORION private foundation, Ingrid Reder, Caroline Reder, Christine Reder, Fritz Zumtobel, Nicholas Zumtobel, Caroline Zumtobel, Isabel Zumtobel, Karin Zumtobel-Chammah and Jürg Zumtobel are parties to a syndicate contract. Obelix foundation joined this syndicate on July 2, 2021.
(end)
| Emitter: |
Zumtobel Group AG Höchster Straße 8 6850 Dornbirn Austria |
|
|---|---|---|
| Contact Person: | Eric Schmiedchen | |
| Phone: | +43 5572 509 1125 | |
| E-Mail: | eric.schmiedchen@zumtobelgroup.com | |
| Website: | z.lighting | |
| ISIN(s): | AT0000837307 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |