pta20210413020
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

CA Immobilien Anlagen AG: Release according to art. 135 section 2 BörseG

Vienna (pta020/13.04.2021/10:00 UTC+2) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer
CA Immobilien Anlagen AG, Mechelgasse 1, 1030 Wien, Austria

2. Reason for notification
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation

Name: Barry Sternlicht

4. Names of shareholders, if different from declarants (3)
SOF-11 Klimt CAI S.à r.l.

5. Date on which threshold was crossed or reached
8.04.2021

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached 28,25 5,6 33,85 98,808,336
Position of previous notification 26,16 0,0 26,16

7. Notified details of the resulting situation

7.A: Voting rights attached to shares

ISIN code absolute direct (Sec 130 BörseG 2018) absolute indirect (Sec 133 BörseG 2018) in % direct (Sec 130 BörseG 2018) in % indirect (Sec 133 BörseG 2018)
AT0000641345 0 4 0.00 0.00
AT0000641352 0 27,908,486 0.00 28.25
Total:   27,908,490   28.25

7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
    Total: 0 0

7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
-- 23.4.2021 Physical 2413980 2.44
-- 23.4.2021 Physical 3122990 3.16
      Total: 5,536,970 5.6

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly controlled by No. Shares held directly (%) Financial/other instruments held directly (%) Total of both (%)
1 Barry Sternlicht n/a n/a n/a
2 BSS SCG GP Holdings L.L.C. 1 n/a n/a n/a
3 Starwood Capital Group Holdings GP L.L.C. 2 n/a n/a n/a
4 SCGG GP II L.L.C. 3 n/a n/a n/a
5 Starwood Capital Group Global II LP 4 n/a n/a n/a
6 Starwood XI Management GP, LLC (Del) 5 n/a n/a n/a
7 Starwood XI Management, LP (Del) 6 n/a n/a n/a
8 SOF-11 International Management Lux, Sarl 7 n/a n/a n/a
9 SOF-11 International, SCSp 8 n/a n/a n/a
10 SOF-11 Lux Resi MasterCo Sarl 9 n/a n/a n/a
11 SOF-11 Klimt Holdings Sarl 10 n/a n/a n/a
12 SOF-11 Klimt CAI S.à r.l. 11 28,25 5,6 33,85

9. In case of proxy voting

Date of general meeting: N/A
Voting rights after general meeting:

10. Other useful information

Notification for tendered shares and convertible bonds (conversion ratio 25.9687). 30% threshold was crossed on 8.4.2021, with additional shares and convertible bonds tendered on 9. April 2021. Settlement of the public takeover offer takes place within ten trading days after 9 April 2021. All calculations on an undiluted basis.

(end)

Emitter: CA Immobilien Anlagen AG
Mechelgasse 1
1030 Wien
Austria
Contact Person: Mag. Claudia Höbart
Phone: +43 (0)1532 5907-502
E-Mail: claudia.hoebart@caimmo.com
Website: www.caimmo.com
ISIN(s): AT0000641352 (Share)
Stock Exchange(s): Vienna Stock Exchange (Official Trade)
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