Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
conwert Immobilien Invest SE: Release according to art. 93 section 2 BörseG
Vienna (pta017/09.01.2017/11:40 UTC+1) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
conwert Immobilien Invest SE, Alserbachstraße 32, 1090 Wien, Austria
2. Reason for notification
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: Bankhaus Neelmeyer AG
City and country of registered office:
Bremen,
Germany
4. Names of shareholders, if different from declarants (3)
N/A
5. Date on which threshold was crossed or reached
3.01.2017
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 35,77 | n/a | 35,77 | 101,906,213 |
| Position of previous notification | n/a | n/a | n/a |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000697750 | 36,451,248 | 0 | 35.77 | 0.00 |
| Total: | 36,451,248 | 35.77 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | UniCredit SpA | n/a | n/a | n/a | |
| 2 | UniCredit Bank AG | 1 | n/a | n/a | n/a |
| 3 | Bankhaus Neelmeyer AG | 2 | 35,77 | n/a | 35,77 |
9. In case of proxy voting
Date of general meeting: N/A
Voting rights after general meeting:
10. Other useful information
On 17 January 2016 Vonovia SE, registered with the Commercial Register of Düsseldorf Commercial Court under HRB 68115 ("Vonovia" or "Bidder"), made a voluntary public takeover offer to acquire control of the shares in conwert Immobilien Invest SE ("conwert shares"), registered under FN 212163f with the Commercial Register of the Commercial Court of Vienna ("conwert"), ("Takeover Offer"). For support with the technical processing of the Takeover Offer, Vonovia hired Commerzbank Aktiengesellschaft, registered with the Commercial Court of Frankfurt am Main under HRB 32000 ("Commerzbank"), and Bankhaus Neelmeyer AG, registered with the Commercial Court of Bremen under HRB 4425 ("Bankhaus Neelmeyer", together the "Exchange Trustees"), as Exchange Trustee. In accordance with the terms of the Exchange Trustee Agreement, the Exchange Trustees act as trustees for approximately equal stakes in every conwert share for which the Takeover Offer is accepted. The Takeover Offer by Vonovia was accepted for a total of 72,902,498 conwert shares, of which a total of 36,451,250 conwert shares were transferred to the settlement agent at the notifying Bankhaus Neelmeyer on 3 January 2017. Bankhaus Neelmeyer holds these conwert shares for the sole purpose of processing the Takeover Offer. According to the current plans, the conwert shares subject to notification should be transferred in full to Vonovia by 13 January 2017 at the latest. Once this transfer has taken effect, a special notification in accordance with sec. 91 et seqq. Stock Exchange Act will be issued.
(end)
| Emitter: |
conwert Immobilien Invest SE Alserbachstraße 32 1090 Wien Austria |
|
|---|---|---|
| Contact Person: | Dr. Clemens Billek | |
| Phone: | +43 1 52145-700 | |
| E-Mail: | cwi@conwert.at | |
| Website: | www.conwert.at | |
| ISIN(s): | AT0000697750 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |