Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
conwert Immobilien Invest SE: Release according to art. 93 section 2 BörseG
Vienna (pta031/30.09.2016/13:15 UTC+2) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer
conwert Immobilien Invest SE, Alserbachstraße 32, 1090 Wien, Austria
2. Reason for notification
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: ADLER Real Estate Aktiengesellschaft
City and country of registered office:
Frankfurt am Main,
Germany
4. Names of shareholders, if different from declarants (3)
MountainPeak Trading Limited, mit Sitz in Dositheou, 42, Strovolos, 2028 Nicosia, Zypern, eingetragen im zypriotischen Handelsregister zu HE 342519
5. Date on which threshold was crossed or reached
29.09.2016
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached | 25,67 | n/a | 25,67 | 101,906,213 |
| Position of previous notification | 23,22 | 2,45 | 25,67 |
7. Notified details of the resulting situation
7.A: Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000697750 | 0 | 26,160,921 | 0.00 | 25.67 |
| Total: | 26,160,921 | 25.67 |
7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|
| Total: | 0 | 0 |
7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
|---|---|---|---|---|---|
| Total: | 0 | 0 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
|---|---|---|---|---|---|
| 1 | ADLER Real Estate Aktiengesellschaft | n/a | n/a | n/a | |
| 2 | MountainPeak Trading Limited | 1 | 25,67 | n/a | 25,67 |
9. In case of proxy voting
Date of general meeting: N/A
Voting rights after general meeting:
10. Other useful information
1. On 2 September 2016, MountainPeak Trading Limited (MountainPeak) exercised the call option granted by Petrus Advisers Investment Fund L.P. (Petrus) in respect of the acquisition of ultimately 5,000,000 shares in conwert Immobilien Invest SE (conwert).
2. The settlement of the first tranche in respect of 2,500,000 shares in conwert was effected on 27 September 2016.
3. Despite the amended settlement instructions as of 26 September 2016, the second and last tranche in respect of 2,500,000 shares in conwert were acquired, because of Petrus' repeated delay in delivery, with one day delay and thus on 29 September 2016 only.
4. Due to this acquisition, the stake held directly by MountainPeak and the stake held indirectly by ADLER Real Estate Aktiengesellschaft (Adler) increased from 23,660,921 to 26,160,921 shares in conwert on 29 September 2016.
5. Based on the total number of conwert shares as of 29 September 2016 (101,906,213 shares), 2,500,000 shares correspond to a stake of 2.45%. Due to this acquisition, the stake increased from 23.22% to 25.67%. Consequently, MountainPeak directly and Adler indirectly exceeded the 25% threshold on 29 September 2016.
(end)
| Emitter: |
conwert Immobilien Invest SE Alserbachstraße 32 1090 Wien Austria |
|
|---|---|---|
| Contact Person: | Dr. Clemens Billek | |
| Phone: | +43 1 52145-700 | |
| E-Mail: | cwi@conwert.at | |
| Website: | www.conwert.at | |
| ISIN(s): | AT0000697750 (Share) | |
| Stock Exchange(s): | Vienna Stock Exchange (Official Trade) |